RTJ Compliance 

“Driving Compliance. Delivering Assurance.”

RTJ Compliance — Built on Trust, Driven by Precision

About Us RTJ Compliance provides specialist compliance services for regulated businesses across the UK. We combine deep sector knowledge with a pragmatic, risk-based approach to help firms meet their regulatory obligations, reduce compliance costs and protect their reputation.

Our Services

  • Compliance Consultancy

    • Regulatory gap analysis and remediation plans

    • Policy and procedure drafting

    • Regulatory reporting and record-keeping frameworks

  • Compliance Monitoring & Assurance

    • Ongoing monitoring programmes tailored to your business

    • Control testing, sample selection and findings remediation

    • Internal audit support and co-sourced assurance

    • Behavioural and culture assessments

    • Impact assessment of new regulations and supervisory guidance

    • Sanctions screening and PEP enhanced due diligence

Why Clients Choose RTJ Compliance

  • Practical expertise: Delivered by industry practitioners.

  • Tailored approach: We design solutions that fit your operating model and risk appetite.

  • Clear, actionable outputs: Policies, reports and training that your teams can implement.

  • Confidential and objective: Independent assurance focused on protecting your business.

Industries We Serve

  • Professional services and legal firms

  • Corporate and private client services

  • Asset management and funds

  • How We Work

  1. Discovery — We assess your regulatory profile, risks and controls.

  2. Design — We produce practical policies, monitoring plans and remediation roadmaps.

  3. Implement — We work alongside your teams to embed controls and deliver training.

  4. Assure — We provide independent testing, reporting and continuous improvement.

Thought Leadership RTJ Compliance publishes timely insight on regulatory developments, best practice guidance and case studies from our work. We support clients to anticipate change and prepare for supervisory scrutiny.

Careers We recruit experienced compliance professionals who value intellectual rigour, clear communication and client-focused delivery. If you are interested in joining RTJ Compliance, please contact us with your CV and a short note outlining your experience.

Contact For consultancy enquiries, project proposals or to arrange an initial conversation, contact our team. Our office hours are Monday to Friday, 09:00–17:30.